Eversheds Sutherland Adds Financial Services Industry Veteran Scott Rothstein as Senior Counsel
May 03, 2021
Eversheds Sutherland Adds Financial Services Industry Veteran Scott Rothstein as Senior CounselMay 03, 2021 Eversheds Sutherland is pleased to announce that Scott H. Rothstein has joined the Insurance Practice Group in the firm’s New York office as senior counsel, further expanding the firm’s extensive insurance and financial services practice. Mr. Rothstein joined the firm from Mutual of America, where, as executive vice president and deputy general counsel, he was leading the group responsible for securities and insurance regulatory matters in support of variable annuity, life insurance, mutual fund and retirement services operations. Prior to this position, Mr. Rothstein served as executive director of the New York State Commission to Modernize the Regulation of Financial Services. "There are very few individuals with the deep regulatory and corporate experience that Scott has in the insurance and financial services industries and he is a perfect complement to our practice as we help clients navigate rapidly changing regulatory environments," said John S. Pruitt, Partner and Practice Group Leader, Insurance. "His extensive in-house experience allows him to provide practical, solution-oriented advice to his clients and will further strengthen our client service." With over two decades of in-house experience in insurance and financial services, Mr. Rothstein advises highly regulated companies on corporate and regulatory matters, with a focus on insurance regulation, securities regulation of variable annuity products and mutual funds, and the distribution of securities and insurance products. He has extensive experience counseling clients on securities and insurance regulatory issues, including preparation of registration statements and prospectus updates, sales practices and disclosure rules, insurance product design/contract drafting, holding company regulation and corporate governance matters. He also regularly advises clients on the Advisers Act, Investment Company Act and broker/dealer regulatory compliance.
With more than 3,000 lawyers, Eversheds Sutherland operates in 69 offices in 32 jurisdictions across Africa, Asia, Europe, the Middle East and the United States. In addition, a network of more than 200 related law firms, including formalized alliances in Latin America, Asia Pacific and Africa, provide support around the globe. Eversheds Sutherland provides the full range of legal services, including corporate and M&A; dispute resolution and litigation; energy and infrastructure; finance; human capital and labor law; intellectual property; real estate and construction; and tax. Eversheds Sutherland is a global legal practice and comprises two separate legal entities: Eversheds Sutherland (International) LLP (headquartered in the UK) and Eversheds Sutherland (US) LLP (headquartered in the US), and their respective controlled, managed, affiliated and member firms. The use of the name Eversheds Sutherland is for description purposes only and does not imply that the member firms or their controlled, managed or affiliated entities are in a partnership or are part of a global LLP. For more information, visit eversheds-sutherland.com. Latest Insights
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