Anne assists investment companies, investment advisers, and private funds in navigating the intricate rules and regulations of the Investment Company Act of 1940 and the Investment Advisers Act of 1940.
This includes counseling her clients on fund structure and compliance with, and exemptions from, those acts.
Before joining the firm, Anne worked as an attorney adviser for the U.S. Small Business Administration, where she employed creditors’ rights, secured transactions and evaluated default loans.
Latest Insights
- legal updatesSEC proposes sweeping changes to registered offering rules: considerations for regulated funds
- legal updatesSEC proposes optional semiannual reporting cadence: Considerations that companies should weigh now
- legal updatesSBA program changes: accelerated debenture poolings, new forms and revised investment restrictions
Latest News
legal updates
June 18, 2026
SEC proposes sweeping changes to registered offering rules: considerations ...
legal updates
May 13, 2026
SEC proposes optional semiannual reporting cadence: Considerations that com...
legal updates
May 11, 2026
SBA program changes: accelerated debenture poolings, new forms and revised ...
Publications
- Corporate Secretary's Answer Book, Updated Annually, Aspen Publishers
- Member, American Bar Association
- District of Columbia
- Virginia
- B.S., Duke University
- J.D., George Mason University School of Law